Three Investigators

Three Investigators

Choosing the Right Investigator For a Successful Workplace Investigation

You wouldn't select just any employee to conduct an investigation - would you? Improve workplace investigations by choosing the right investigator for each case. Employers are liable for conducting immediate, thorough investigations. An investigator that lacks skill or experience could be considered inadequate, putting into question the validity of the entire investigation. Examine investigator skill set, level of expertise, severity of the case being investigated and the investigators relationship with anyone involved in the incident before you begin. These considerations will lead to the selection of the best investigator for the investigation. 

In some organizations, the necessary skills and experience don't exist in-house, forcing employers to hire external investigators to get the job done. Regardless of where your investigators come from, here are some tips to ensure you select the best of the best:

Skills and Expertise

Every investigation is different. They involve different types of misconduct, people and methods to carry out the offense. That being said, the same investigators may not be the best choice for every investigation. Select investigators on a case by case basis. Some of the common factors to consider – whether it's an internal or external source up for consideration, includes:

• Understanding the law- Investigators must be familiar with the laws pertaining to the type of incident under investigation.
• Previous experience- An experienced investigator knows what to look for and how to get the information they need to complete the investigation on time.
• Seriousness of the misconduct- If the investigation involves incidents that are considered criminal offenses, you'll want to choose an investigator that has previously dealt with cases that have gone to court.
• Type of misconduct- Some investigators become really good at investigating a specific type of incident based on their background or areas of study. Select an investigator that has a background in an area such as harassment, accounting or IT to investigate incidents of the same nature.

Objectivity

When selecting investigators (internal or external) consider pre-existing interests that could sway someone one way or another. This means that it is necessary to evaluate any relationships between the investigators and those involved in the investigation. Are they friends at or outside of work? Does their role require them to report or delegate to any of the involved parties? If so, you'll have to choose someone else to investigate.

In the book "Workplace Investigations: Discrimination and Harassment," Diane Pfadenhauser SPHR, Esq. writes:

"The truth is, human resource staff members are not always the appropriate choice for internal investigations. For example, no employee should investigate the conduct of a superior or colleague with whom he or she is required to work closely. Objectivity is a priority, and to ignore the presence of an internal conflict jeopardizes the entire investigation."

Using Teams

In smaller organizations, it can be difficult to use multiple investigators to look in to a case - for financial and personnel reasons.Not to mention, multiple investigators can sometimes come acorss as intimidating, hindering the quality of responses given during investigation interviews. In some cases, routine or minor complaints simply don't need multiple investigators.

According to the "Essential Guide to Workplace Investigations" by Lisa Guerin, she suggests only using teams for larger, more complex investigations. The book states:

"It's probably best to use a team only for more serious complaints – those that involve many employees, substantial misconduct and/or a high possibility of legal trouble. Your company will reap the greatest benefits (of corroboration and efficiency) in these situations and they warrant spending the additional time and money a second investigator will require."

About the Author

i-Sight is a case management software platform designed to simplify your process and provide outstanding reports. It's primarily configured to manage customer complaints and corrective actions, or employee relations, HR & ethics investigations. It's also used for a variety of other customized case management solutions. We blog at i-Sight.com, providing advice and tips to HR managers and investigators in regards to managing internal investigations.

What is the most favourite book you ever read?

i'm simply making a survey on it.my favourite books are 'Oliver twist'-Charles Dickens,'Harry potter & the deathly hallows' 'Sherlock Holms' & all stories of 'Three Investigators'.what's about you?

Harry Potter and the Prisoner of Azkaban, JK Rowling

Of Mice and Men, John Steinbeck